We recognize the importance of protecting our clients’ privacy. We have policies to maintain the confidentiality and security of your nonpublic personal information. The following is designed to help you understand what information we collect from you and how we use that information to serve your account.
Categories of Information We May Collect
In the normal course of business, we may collect the following types of information:
- Information you provide in the account opening documents and other forms (including name, address, social security number, date of birth, income, assets, liabilities, and other employment and financial-related information); and
- Data about your account holdings, investment portfolios and transactions with or through us (such as the types of investments you have made, or we make on your behalf, and your account status).
How We Use Your Information That We Collect
Confidentiality and Security
We restrict access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic and procedural safeguards to protect our clients’ nonpublic personal information. We respect and value that you have entrusted us with your private financial information, and we will work diligently to maintain that trust. We are committed to preserving that trust by respecting your privacy as provided herein.
If you have any questions regarding this privacy notice, or wish to opt-out of the above policy, please contact us 610-548-7170. We recognize the importance of protecting our Clients’ privacy.